Financial Advisor Report Card
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Financial Advisor Report Card

Question GPWC Other Advisor
1. Your advisor is a Portfolio Manager accredited with the CIM® designation and required to act as a fiduciary on your investment matters.
Yes
?
2. Your advisor provides an Investment Policy Statement that outlines your risk tolerance, time horizon and the investment process they will use to manage your money?
Yes
?
3. Your advisor has a process to ensure they understand your personal goals and visions?
Yes
?
4. Before making investment recommendations your advisor has provided an Investment Policy Statement that will guide the investment process and make clear the level of risk in your portfolio?
Yes
?
5. Your advisor has provided you with a written Financial Plan covering investments, insurance, tax and estate strategies as appropriate for your situation?
Yes
?
6. Your advisor has offered to work with your accounting or legal advisors to ensure your plans are integrated and provide the best possible outcome?
Yes
?
7. Your advisor has provided you with an Estate Directory to assist you in providing your Executor with a central listing of all important accounts, documents, contacts and any other information they may require?
Yes
?
8. Your Advisor has reviewed your Will(s) to ensure that all directives in the Will are in line with your investments, insurance and overall financial plan?
Yes
?
9. Your advisor has provided you with a system to keep track of important financial documents and allow for easy updating of your financial plan annually?
Yes
?
10. Your advisor has an Annual Review Process, involving a comprehensive checklist, to ensure all areas of your finances have been addressed and are moving towards your goals?
Yes
?
11. Your advisor reviews your tax return annually for opportunities to save tax?
Yes
?
12. Your advisor has a qualified, licensed, team of associates available to answer your questions in the event that they are not available to speak to?
Yes
?
13. Your advisor has provided you with a comprehensive insurance analysis to indentify risks to your family’s financial security due to death, disability and critical illness, long term care and out of country travel?
Yes
?
14. Your advisor has discussed the use of Trusts and second Wills with regards to your Estate Plan.
Yes
?

HollisWealth® is a division of Industrial Alliance Securities Inc., a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada. Green Private Wealth Counsel is an independent company unrelated to HollisWealth and Industrial Alliance Securities Inc. Industrial Alliance Securities Inc. and its related and affiliated companies have no liability for Paul Green.
 
HollisWealth and the Alliance Securities Inc. companies do not provide income tax preparation services nor do they supervise or review other persons who may provide such services.
 
The particulars contained herein were obtained from sources which we believe are reliable, but are not guaranteed by us and may be incomplete. The opinions expressed are those of the advisor alone and not those of HollisWealth® is a division of Industrial Alliance Securities Inc. This website is not deemed to be used as a solicitation in a jurisdiction where this Industrial Alliance Securities Inc.representative is not registered.